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Music as Expressive
Culture
Robert Garfias
Chapter II
Culture as a Determinant
and Definer of
Music Structure
How Culture Defines
the Elements of a Music
Finding Meaningful
Segments
When we listen to
music we seek something familiar in it. If we find no recognizable guideposts,
we must then try to make sense out of what we hear from scratch. Our culture,
that is, our past experience and exposure establish these guideposts for
us. These guideposts mark off areas or periods of the music into meaningful
segments. One step towards understanding a new music is try to isolate
what may be significant units or subsections. In a situation in which
we are faced with a music style with which we have no familiarity, we
naturally try to first make sense of it using our previous experience
with music with which we are already familiar. Should this not yield a
key, and should we decide to continue, we must then try to make sense
of the music in its own terms. Until we can figure out somethingabout
how the music was put together, attempting to identify the meaningful
segments of that music may be difficult. The key to finding these segments
lies in the culture.
What is Music
Music seems to be
everywhere and is very important to many of us. Music and language are
two elements that appear in all human societies and thus are part of what
defines us as human. Music, like language communicates to us, from us
and between us, but unlike language, we cannot be certain just what is
that music communicates.
All human societies
have music. Among some peoples, music is heard only at certain special
times, for example, when the entire community is together and all participate
in the ceremony or in the performance as a group. In other societies,
such as our own, we can each select our own favorite music, something
which often changes for us as the time passes, and we tune in and drop
out as we lose ourselves in the deep and private world created by a pair
of headphones over our ears.
Universal Values
While music may be
universal in its prevalence in every civilization known to us and among
the cultures of the people known to exist on this planet in rich and complex
variety, musical preferences vary from one region to another, from one
time to another and from one individual to anther. Like culture itself,
although music may be ubiquitous, the manner in which it appears in any
culture is abitrary and the result of history, development and cross cultural
contact. The existence of music is everywhere, but the aesthetic choices
of each culture are so widely different as to make one culture's ideal
sound abhorrent to their neighbors.
Music develops in
each society as a result of the historical and cultural events to which
the people in that society have been exposed. Music is a reflection of
the society which produced it and it then changes to reflect changes in
that society. While music may not be a universal language, it is certainly
universal. In every society known to us and in every period of history,
music has played a very important role. But each music is a complex system
of some preferred elements and others rejected. These same rejected elements
we may find preferred in another culture.
It shouldn't surprise
us, given that people all over the globe live in a wide range of environments,
that their ideas of music must be very different as well. People living
in the far Northern regions of the globe, live and interact in ways that
are very different from those who live and survive in the dense tropical
forests of the world. Music for all these peoples is both an expression
of the individual as well a consensus of the group ideas about what music
should be.
Although travel is
much easier today than it was even only thirty or forty years ago, still
few of us travel to places that are far off the beaten track. We may have
visited London, Paris, Rio de Janeiro, or Tokyo, but even so only a few
will have ventured to the Amazon, to Central Kyushu, or the Caucasus.
We would be very wrong to assume that in all those hundreds of thousands
of communities which lie between the major cities of the world, that because
we know little about them, that nothing there exists.
Up until about forty
years ago, the cultural isolation of most areas of the world, outside
the major cities, was much greater than it is today. In this environment,
musical traditions were also isolated from each other to a much greater
degree than they are today, and thousands of local, regional and national
traditions of musical expression were much more clear and distinct from
each other. Media and communication systems have made the world much smaller
and it is difficult to find a place where these media systems have not
reached nor have had their effect. We, as humans, have quickly moved in
a few short generations, to defining our favorites on a local basis to
today, whenwe do so on a global basis. today, a newly defined and accepted
style of music quickly spreads over almost the entire globe in a matter
of weeks.
It is the ever changing
and complex pattern of transmission, variation, modification, creation
and adoption in the realm of music which is the subject of this book.
To do this we must consider basic questions about music, not as it exists
only in one culture, but what the study of the musics of many very different
cultures can tell us about music itself.
Music and Culture
The word culture is
used in two different ways in our language. It was common for English
speakers to use the word as something synonymous with good manners, learning
and knowledge particularly in the areas of literature and arts. Although
this usage is not so much in vogue as it was until a few years ago it
is still sometimes understood in this way. Anthropologists use the term
culture in a much more comprehensive way. Culture in this usage means
everything we do that has been learned.
What we have learned
encompasses quite a lot. Imagine taking a group of newly born humans and
setting them in a place where they could grow up without the interference
or aid from any adult humans. What would they know how to do? They could
not speak to each other without first inventing, then teaching each other
and learning a new language. What could they accomplish that they had
not first seen done by someone else?
All the things we
learn to do are part of our culture. This includes, of course, language
and music. Some of the ways humans do things is a result of interaction
and awareness of their environment. Most of it, however, is arbitrary.
The customs and manners, the particular pattern of social organization,
language and the music which has been developed in each human society
is mostly arbitrary. Had we been born one hundred years ago our thinking
and our tastes would have been as different as they might be were we to
be born one hundred years after today.
The language we speak
and the way we speak it, the music we listen to like the food which we
eat are matters about which we often have very strongly felt preferences.
Nonetheless, they are all the result of what we have been exposed to,
what we have learned, thus far. Had we been fed since childhood on food
with chilis in it, we would most likely prefer that in our food. But learning
also plays a strong part in our culture. We can learn to love Thai food,
or Mexican food even though it was not given to us from childhood. In
the same way we can learn to love Klezmer, Salsa, Blues, or Mozart, even
though we have been born into a society in which this was the preferred
tradition.

A Japanese
box lunch(O-Bento) in an elegant Kyoto
restaurant, beautiful to look at, its flavors may require
some special cultural aquisition
We might think that
the major cultural differences in music would show themselves in variations
of the length or shape of perceivable units. What we find, however, are
that the vast differences of cultural and historical context in combination
with human imagination and creativity have resulted in an endless number
of possible variants. The manner in which time is conceived, human relationships
are delineated, and adjustments are made to the environment, in a culture
may have an effect on the structure of that music. The physical nature
of the area will determine what materials are available for the construction
of instruments. The economic system of the society and the ideas defining
religion and mythology will also contribute to the manner in which music
will be defined in any culture. It is the combination of all these elements
which establishes the parameters within which the music can develop.
Lets us look at some
ways in which culture creates contrasting structure and practices in music.
Repetition as a
Cultural Value
The mbira music of
the Shona of Zimbabwe, like much of the music of sub-Saharan Africa, is
based on a principle of a steadily repeated ground pattern over which
variations are superimposed. Although the description of this system of
organization may suggest similarity to the use of a repeated background
or accompaniment. There is also a technique in Western music called a
ground in which a bass line repeated many times over which a series
of variations are played. There is also the principle of variation in
European music, but in fact the Shona ideal is quite something else.
For the sake of drawing
a sharper distinction between the Western and this particular African
approach, let us first say something about what the Shona music is not.
For one, there is no sharp nor clear distinction between what we would
consider the ground and the "melody". That which we might, from
a Western vantage point, consider the melody, is a rather illusive suggestion
of a melodic line which rises up from the ground but which, once again
from the Western perspective, does not seem to stay there. The principle
of variation does not fit exactly either, since there is no theme on which
the variations are based.
So strongly does our
culture affect and color the meanings of words, that it is difficult to
describe the basic underlying principle of the Shona music of Zimbabwe
without allowing an amount of pejorative coloring to enter into the description.
Simply said, repetitiveness is a positive factor in this music. This is
not to suggest that the music goes on endlessly without change, but rather
that the repetition of a basic unit is and of itself a positive and unifying
factor in the music. The principle of variation in this music serves to
enhance the sense of repetition. Repetition is that element in the music
which binds the musicians together and which creates the bond between
listener and musician drawing the listener more and more closely in order
to sense the minute and detailed variations. From a position of some aural
distance, that is, from an untrained Westerner's perception, nothing seems
to be happening in the music and it appears only to be repeating itself
without any variation at all. Repeating something again and again emphasizes
the subtle and minute differences between each occurrence.
Repetition and Variation
in Shona Culture
In fact, the musicians
are creating the music on the basis of a principle which the African musicologist,
Andrew Tracey, aptly referred to as "kaleidophonic". As the
musicians repeat the basic structure of a composition, they listen carefully,
yet effortlessly and gradually some particular regrouping of the notes
they have been playing leaps into the mind. That is to say that, as yet,
nothing has changed in what is being played but only in the player's perception
of it. Since this music consists of several superimposed layers of sound,
the musician may be hearing one or two of the notes he is playing suddenly
combined with a note which someone else in the group is playing to form
a new pattern in his mind. He might then add a note or two to better establish
the pattern and by this means enable others to hear the new pattern also.
At the same time, the principle of unity and repetition is too important
in this music to allow constant variations to take over or to destroy
the basic structure of the performance. So the principle of variation
is exercised with great restraint. Gradually and over the years certain
variations come to be associated with one musician, and then his group
and eventually they can become the standard form used in one village or
area.
The variation principle
in the mbira music of the Shona is thus an outgrowth of the principle
of unity and repetition. The basic form of each composition contains the
seeds of several different possible variations and any one performance
of the composition, even of the basic ground pattern is already one of
the countless different possible variations. Therefore one can understand
how in the world of this music with its minute and subtle variations uniquely
occurring at each performance, no two performances can ever be exactly
alike. In addition as the listener hears different patterns arising out
of the music, he is encouraged to contribute to the performance by either
singing out a short repeated pattern based on what he hears, or to get
up and dance out the rhythmic pattern of what he has heard. The repetitive
basic pattern of the music helps to cement the relationship between the
listener and the players so that this type of participation is facilitated.
The distinction between player and listener is in Shona performance is
blurred. The repeated pattern of the music bonds the players and audience
into one.
The Shona
Mbira dza Vadzimu
The conceptualization
which must take place in order to perform and to listen to this music
must begin on a very different basis of expectation. When the music begins
performer and audience alike expect to recognize the pattern, or construct
in their minds the beginning of a range of possible common factors which
would serve as the parameters of the performance. All expect that the
beginning pattern will be repeated in recognizable form until the end
of that particular performance. Listener and performer both will expect
to listen actively and creatively, not only to what they are actually
hearing, but to what they might contribute with their own imaginations
as well.
Variation in North
India
The classical music
of North India presents another very different example of the type of
mental imaging required when listening to music. In the tradition of North
India today, improvisation plays a prominent role and consequently, each
performance is valued as a demonstration of the musician's skill in a
unique exposition of the principles of the music. The main components
of this system, raga and tala require a bit of explanation.
The term raga is used to refer to the melodic system of India music. The
raga is a group of notes, usually conceptualized in scale order, but with
specific and fixed relationships between them. In this system certain
pitches are always
grouped with certain others, other notes might only be approached only
after certain others, some notes might only be heard in ascending passages
and would be replaced by others or perhaps omitted in descent. Thus the
raga is a matrix or complex of tonal relationships and is much
like a nuclear melody or an abstracted version of a melody. It is clearly
much more than a scale in the Western European sense.
Tala refers to the
underlying rhythmic structure of the music and is a system of complex
rhythmic patterns or structures which are multiplied, divided, regrouped
into new patterns, etc. An instrumental performance begins with an improvised
exposition of the raga in an opening section in free rhythm called alap.
The alap can be of varying length depending on the mood and preference
of the soloist. After the alap, a fixed melody known as a gat
is introduced which also establishes the particular tala for
the performance. After the statement of the gat the improvisation
in the raga continues now against the matrix of the tala and alternately
weaving in and out of statements of the gat.
At performances of
Indian music today it is not uncommon for the name of the raga and the
tala to printed in a program or to be announced and nothing else in
the way of a title for the particular piece to be performed. However the
performance of Indian classical music is structured in expectation that
the audience be conversant with the requirements of the style and to therefore
be in a position to appreciate the unique contribution which this particular
performer is to make. The audience does not really need to be informed
as to which raga is to be played because the performance itself begins
by explaining, without words and entirely in sound, the structure of that
raga. The musician has two responsibilities in performance: he
must clearly etch out the contours of the raga in order that the audience
will recognize its pattern, its accented pitches and characteristic melodic
turns. Then in addition he must show in his performance how he is taking
the raga and with his own skill and interpretation, giving it new
and heightened personal meaning. To recognize the raga, the audience
need not necessarily know its name but by the careful manner in which
he states the structure during the alap section, the audience should be
able to grasp the general shape of the raga and the rules which
govern movement within it. Then the player expands on this, without departing
at all in the slightest from the structural pattern established by long
tradition for that raga , but by delving deeply into the mood created
by that structure and then attempting to surpass his own previous performances
by expressing himself with more grace and subtlety than ever before.
The main exposition
of the raga occurs in the opening section of the alap. Instruments
which provide a continuous drone on the fundamental pitch of the raga
and, usually, also the fifth, are sounding before the soloist begins.
The performance of the alap by the soloist almost invariably begins
in the lower register and on the lower notes of the raga, that
is, beginning on the low fundamental pitch of the raga and then
gradually working up the scale. As each new note is touched upon the player
carefully shows how it will be characterized in the raga, how it will
be stressed or ornamented, how it will be related to those notes surrounding
it, and thus he will gradually show the characteristic patterns which
identify that raga.
This process can and
frequently does last for as much as three quarters of an hour and longer
is also common. Beginning from the lowest fundamental of the raga,
the opening can require twenty minutes or more to gradually work up to
completing the exposition of the first octave. As the listener perceives
each note, he is to remember how the note is played, what sort of ornament
or inflection it is given, how it is related to other notes. Then he adds
to that his impression of other notes, one by one and to the characteristic
phrases of the raga. Thus step by step the listener scans quickly
back over what he has just heard and adds to it that which he is hearing
at the moment. In this manner the listener is being prepared to recognize
an entire musical structure of complex interrelationships, without which
he would not be able to appreciate the excellence of the that particular
performance.
Parallels Between
Social Structure and Music Structure
It has been already
said that music is a reflection of the culture which produced it. Still,
we cannot often see the ways in which this can happen if we consider only
our own culture. In some societies there is a cohesive communal structure
in which all members are regarded as equal, having equal right and responsibilities.
In other societies there is a high degree of stratification, distinct
social levels ranging from rulers, enforcers, artisans and craftsmen,
to workers and peasants.
In communal societies,
the interdependence of members of the community can be reflected in the
structure of the music. One of the common characteristics shared between
the communal societies of Central and South West Africa and the Hill Peoples
of South East Asia and the Philippines is the use of interlock patterns
in which each player plays a note or set of notes while another player
plays another note or set of which interlock with the first set. The notes
of the second player fit in the spaces left by the first players pattern.
The combination of these two or more independent patterns fit together
to create a whole pattern, much like the pieces of jigsaw puzzle. In this
way the interdependence of the members of the community is reflected in
its music.
In more highly stratified
societies in which there are specialized roles and professions, the music
usually reflects this stratification. In complex and multilayered societies
one finds multi layered music. Some examples are the symphony orchestra
with its special instruments whose duty it usually is to provide bass
lines, and others to provide harmonic accompaniment and still others to
play the melodic lines. Similar specialized functions can be found in
Rock bands as well as in the gamelan orchestras of Indonesia, Chinese,
Japanese and Korean court orchestras, numerous drum ensembles of West
Africa and Western and Eastern European folk dance ensembles to name just
a few. Such manifestations of social order in music structure are merely
the result of the way people in each culture see order and this same vision
is reflected in music and in society. We organize our music in just the
way we naturally organize other things in our culture.
Generic Classifications
of Music
In today's contemporary
Popular music, one encounters many labels and ways of applying them that
are new and innovative in themselves. Still, it is difficult to find agreement
and consensus among several people about these descriptions. This may
mean that the categories are still unclear and are slowly developing,
that people are looking and perhaps willing to force similarities between
different musical styles in order to make sense and organize them in their
own minds. In the process of selling popular music, performers, producers
CD manufacturers attempt to place other recordings that they have produced
into a category similar to another in which they or a competitor has hits.
By this means gradually a consensus of descriptive labels arises and comes
into current usage.
Most often we do not
think much about labels and yet they are used freely and sometimes carelessly,
which does create difficulties. Certain broad categories that are applied
to music would seem to be self evident. Folk music, religious music, popular
music, jazz and blues might at first seem to be such clear descriptive
terms that we would not question their validity and their applicability.
They are, in fact, our own cultural view of the matter and even there,
we will find difficulties in applying these labels to our own music. There
are, understandably ever greater difficulties when we attempt to apply
these labels to the music of other cultures. Nevertheless, it is useful
to have some broad labels and categories by which to measure the man's
musical activities that can then be changed, refined or amplified as we
understand the cultural context better.
Such labels as classical,
popular, folk and religious divide music into broad functional categories
which are useful. Nevertheless, we encounter difficulties as for example
in the Islamic word, the musically intoned recitation of the sacred Koran
is not regarded as music at all, but part of a religious observance and
practice. To label this "religious music" would be offensive
to the adherents of that religion, which must also mean, therefore, that
as a description of musical practice in that culture the label, `religious
music' for this practice is inaccurate. It remains true, however, that
such labels imposed from outside the definitions developed within the
culture help us to see patterns across cultures and to better understand
the larger pattern of music in human existence.
Let us look at the
broadest and easiest categories of music.
Folk music
Folk music as a term
was first used to refer to the music of peasant societies and for societies
in which there were also other musics like classical or professional (see
below) music and possibly religious music. The term is better used for
Europe and The Americas where this specific kind of stratification exists
although it can also be applied to the village or peasant music of India
and the Far East. By implication the term means that the music comes out
of a tradition and that the specific composers or creators are anonymous
and have been absorbed into the collective memory of the community. It
is incorrect to think of the musics of sub Saharan Africa as folk music,
nor the musics of the indigenous peoples of the Americas. Neither does
the term primitive music apply since those musics may posses aspects which
are highly sophisticated and complex when viewed and understood in their
own context. Neither should all the musics of Asia be labeled folk music,
although there are some musics in Asia which could more appropriately
fall under that label.
Polish
Folk musicians from the Zakopane region
Popular Music
In complex and multilayered
societies there often evolve forms of music, usually drawn from folk traditions
and which are then elaborated upon, which are enjoyed by large segments
of the society and very often, the dwellers in dense urban environments.
We refer to as popular music, that music which seems deliberately intended
and created for the purpose of broad dissemination and to achieve great
popularity most often using mass media distribution systems to aid in
that broad dissemination. In popular music, the particular composers are
usually known and very often it is particular performers who come to be
associated with it as well. It is not that creators and performers in
other types of music do not which to be popular or that they do not seek
to please their audiences. It is that popular music as a genre has the
immediate goal of seeking popularity and dissemination. It also follows
that popular music is generally not predicted to remain consistently so
for a long period of time. There is another sense of the term popular
music. It can come to refer to a style of music as well as its social
function. Thus in contemporary popular music there are some artists whose
work would not ordinarily be considered popular music but because of the
genre in which the music is set, they may find themselves classified there.
Such contemporary artists as Laurie Anderson, John Zorn and Faust are
examples of this. During the 1940s when the older form of American popular
song was current, songs like Lush Life by the Black composer, Billy Strayhorn
were clearly too difficult and serious in content to be considered popular
in the functional sense, but nevertheless belonged to the popular music
genre because of general stylistic characteristics.
Classical or Art
Music
Like the two previous
terms, the idea of a classical or art music fits better in some cultures
than others. Classical music, is a term which best only applies to the
Western European tradition and even there it has two meanings, one referring
to the music of the Classical period of the 18th century and its second
and more general meaning referring to all of the music of the great European
tradition. In its largest and more general sense, art music may better
describe a music in a culture in which the emphasis is on creating challenging
and complex or highly refined forms of musical expression and the resultant
music which is generally intended for the appreciation of only a smaller
and initiated portion of the population. Usually these elitist forms require
long years of training for the artists and composers to reach a level
of proficiency adequate to achieve status. This is a condition which requires
wealth, patronage or state or community support. There are many music
traditions in Asia which fit the description on all counts. There are
also musics in Africa which fit these prerequisites. In the Western tradition
the associations with terms such as classical music or art music imply
refinement and a high cultural level, much like the use of the word culture
itself. In Asia and Africa where highly developed and complex music forms
may also be found, the Western elitist connotation may not apply because
the music is associated with a high state or civic function but accessible
to the entire population. For example, ensembles playing complex music
may provide such music for the entire community but the musicians themselves
and often the instruments, may belong to a ruling noblemen, monarch or
the state itself.
Professional Music

Chopi musicians of Mozambique. They form timbila
orchestras
that perform a new repertoire of songs
and dances every year
Sometimes a distinction
is made when music is played by professional musicians rather than by
amateurs. The implication is that professional musicians would as a matter
of course, spend more time learning the trade and practicing their music,
thus being more proficient than those who took it up only now and again
or when a community function required it. This would separate into a different
class, musicians who were paid for their performances or were compensated
in some other way, from those who were more or less randomly selected
from the group and asked to perform. As we look closer at this distinction
we would have to separate musicians who performances provided the means
of their livelihood from those who, although they might be compensated
for their playing, might do so only occasionally, and who would need others
avenues to provide their livelihood.
In some cultures,
amateur musicians are more highly esteemed than professionals, that is
those who are paid to perform. In cultures like Turkey and Iran and also
in Okinawa and in the Chin music of China, the most highly acclaimed musicians
had other means of livelihood and devoted their free time to playing music
as an avocation. They would prefer to have another means of earning a
living in order to devote their spare time to music and would not wish
to be seen as a person who accepted money for playing. This is an example
in which the professional musician might not have as high an artistic
status as an amateur as defined within that culture.
Culturally Derived
Classifications of Music
New forms of music
are continually developing. Some are accepted, imitated by others and
remain while others fall from popularity or acceptance and gradually fade
from collective memory. The process of being accepted most often begins
with a single piece of music or with a single performer or innovator.
Very often the role of this innovator may be hidden in the slow and anonymous
process of collective evolution. Gradually, as the distinctive form is
recognized as such, its distinction from other forms within the culture
are noted and when this occurs, usually a unique label is applied in order
to establish in that society's consciousness an awareness of the distinction.
These labels are quite different from those delineated above. Rather than
being useful labels by which an outsider can establish the cultural context
of certain forms, these labels are derived and accepted by members of
the culture itself in order to help them define and distinguish new forms.
In recent times the evolution in American popular music of "Hip-hop"
out of "Rap" was just such a use of terms, just as many years
previously the term "Jazz" can into use to distinguish it from
the earlier "Ragtime" and then later "Rock" was accepted
as a term to define the new popular music of the late 1960s.
In many other societies,
particularly in highly stratified ones, the coining of terms to distinguish
different musical forms and practices serves an important function in
each culture. Even in less highly stratified societies, labels may be
applied to distinguish different musical types in order to allow for more
efficient function. In numerous cultures, the labels indicate different
dance types and in the case of social dancing the labelling helps the
dancers know which dance and type and consequently which steps will be
required. But labels are frequently use to distinguish distinct melodic
and formal types of music, as well. In flamenco, for example, the various
labels, Granaina, Malaguena, Sevillana, or Bulerias, indicate specific
formal musical patterns in particular rhythms. To those who know the repertoire,
the labels also indicate something of the place which a performance on
one of these pieces might have in the performance of a larger set and
also gives an indication of its origins. The use of labels to define culturally
important functions and distinctions can be found in numerous cultures,
throughout Asia, Africa, Oceania, Europe and the Americas
Sometimes labels are
are a recognition of an important musical function. Among the Are-Are
peoples of the Solomon Islands, there is a practice of playing a great
number of fixed and remembered compositions on various ensembles of pan
pipes. All of the compositions represent sounds, natural or humanly produced.
Performances are set in groups of ten compositions played one after the
other. In order to keep track of the number of compositions played, every
eleventh piece performed is always a "marker" piece, a special
composition, one for each of the four different panpipe ensemble types,
whose function it is only to aid in the counting of the number of pieces
played at festivals and celebrations. Thus in this case the label, "Toto
`au" in the 'Au Tahana ensemble indicates the special 11th composition
played after any sequence of ten other pieces.
It is certainly possible
to enjoy or to use music without attaching labels to it. It does happen
most often, however, that as peoples recognize and make use of distinctions
between musical types and forms, the application of specific labels aids
in the efficient functioning of the music in fitting within the context
of that culture.
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